Vision and Mission Statements

– Vision: Invest with knowledge & safety.

– Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

Details of Business Transacted

– Publish research reports based on research activities

– Provide independent, unbiased views on securities

– Offer unbiased recommendations, disclosing financial interests in recommended securities

– Provide research recommendations based on analysis of publicly available information and known observations

– Conduct annual audits

Services Provided to Investors

– Onboarding of clients

– Disclosure to clients:

    – Distribute research reports and recommendations without discrimination

    – Maintain confidentiality regarding publication of research reports until made public

Grievance Redressal Mechanism

– Approach the concerned Research Analyst for grievances

– Ensure resolution within 30 days

– Lodge complaints with SEI’s SCORES portal or send to: 

    – Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051

Expectations from Investors

– Do’s:

    – Deal only with SEBI-registered Research Analysts

    – Check registration certificate and SEBI registration number

    – Refer to the list of SEBI-registered Research Analysts on the SEBI website

https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14

    – Pay attention to disclosures in research reports

    – Pay Research Analysts through banking channels only

    – Check research recommendations before investing

    – Ask questions and clear doubts with the Research Analyst

    – Inform SEBI about Research Analysts offering assured returns

– Don’ts:

    – Provide funds for investment to the Research Analyst

    – Fall prey to advertisements or market rumors

    – Get attracted to limited-period discounts or incentives

    – Share login credentials and passwords with the Research Analyst